Insider Trading Prevention & Compliance

 

Prevention of Insider Trading & Material Information Handling

Ensuring Information Equality and Protecting Investor Interests

To implement the prohibition of insider trading, Harvatek has established the "Procedures for Prevention of Insider Trading" and "Procedures for Handling Material Internal Information." These measures ensure the consistency and accuracy of material information disclosure while preventing improper leaks. We conduct annual regulatory awareness training for directors, managers, and employees, covering information disclosure, insider trading prevention, and shareholding change reporting.

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12 Times
Monthly Compliance Emails

In 2024, awareness materials (laws, handbooks, and Q&As) were sent monthly via email to remind insiders of the trading blackout periods.

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2 Times
Exchange Notifications

Official TWSE notices regarding common shareholding reporting violations were forwarded to insiders twice in 2024.

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1,491 Views
Awareness Portal Access

A dedicated section on our intranet provides access to regulations. Total views recorded as of December 31, 2024.

Compliance Alert: Blackout Periods

Harvatek strictly enforces "Blackout Periods" prior to the disclosure of financial reports. During these times, directors and insiders are prohibited from trading company shares to prevent legal violations.